The MyComplianceOffice platform provides a unified approach to Conduct Risk. Identify and mitigate potential conflicts from the activities of employees, third parties and the company.
Learn more about the most current regulatory issues and their impact on organizations like yours.
Download the slides from MyComplianceOffice's June webinar, 'SEC and FINRA 2017 Priorities: A Midyear Update'
In this webinar co-hosted with Shearman Sterling, we look at some SEC and FINRA stats from the year so far.