2017 SEC & FINRA Priorities Update

MyComplianceOffice Brochure cover

Download the slides from MyComplianceOffice's June webinar, 'SEC and FINRA 2017 Priorities: A Midyear Update'

In this webinar co-hosted with Shearman Sterling, we look at some SEC and FINRA stats from the year so far.

Download 

webinar 2 - 06/2017