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SEC Due Diligence Demands for Service Providers

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Download the slides from MyComplianceOffice's October webinar with co-hosts DLA & Associates, 'SEC Due Diligence Demands'

The SEC requires that you conduct due diligence on your service providers to protect yourself from exposure to risk and your organization from potential regulatory fines. This webinar was hosted with Jessica Ruby of David Landau & Associates, LLC on Oct 27th.