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Every registered investment professional is asking the same question right now:
Can I use AI? MCO and Siepe's answer? "Yes— but for what, and is it compliant?"
This session cuts through the noise to give growing firms a clear, grounded path forward. We'll start with the role of AI in Compliance - what regulators are saying and where it adds value. We then get into how to create a compliant AI infrastructure — helping your team work smarter without compromising data, compliance, or security. You'll leave with a practical framework for spotting the right opportunities, rolling out AI in a controlled way, and actually being able to demonstrate best practices to regulators and clients alike.
MSP Managing Director at Siepe
Senior Solutions Consultant at MCO
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