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Mitigate Risk with Insider Trading Compliance

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Download the slides from Insider Trading Review: A Guide for CCO's, the February 2016 Webinar from MyComplianceOffice, featuring presenter Brandon Ortiz of Blue River Partners.

The slides provide an analysis of the key elements of insider trading, highlight important recent enforcement actions all CCO's should know, and share a discussion of best practices for CCO's in 2016 from how a solid compliance program can mitigate risks to how to spot telltale signs. 

 

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