Hong Kong Regulation in Motion: Digital Assets and Conduct Risk

Thursday, July 09 at 12:00 PM HKT | 2:00 PM AEST

Hong Kong’s SFC has moved decisively on digital assets, publishing new circulars on the tokenisation of authorised investment products and advancing its licensing regime for virtual asset service providers.

At the same time, enforcement activity around employee conduct continues to send strong signals to the market.

What are the implications for your firm?

On Thursday, 09 July, MCO is partnering with Kroll to examine what these regulatory developments mean in practice, and how financial firms can stay ahead.

What we’ll cover:

• The SFC's latest moves on digital assets and tokenisation
• Personal trading enforcement trends and key takeaways
• Digital asset personal trading as a growing risk area
• Fit and proper obligations beyond point-in-time assessments
• Communications risk and off-channel messaging

We will also have a dedicated Q&A section, so please submit your questions upon registration.

Speakers

Tanooja Rai

APAC Sales Director | MCO

Alasdair Putt

Director | Kroll

Kiana Leung

Senior Associate | Kroll