The MyComplianceOffice platform provides a unified approach to Conduct Risk. Identify and mitigate potential conflicts from the activities of employees, third parties and the company.
Download the slides from MyComplianceOffice's first webinar of 2016 with co-host Patrick J. Burns of ARC.
The slides review best practices to ensure a successful examination in 2016, from preparing the response letter to corresponding with the SEC.
The Webinar looks towards what one can expect in 2016.