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As employee participation in digital assets and cryptocurrency markets continues to grow, compliance teams are under increasing pressure to implement effective controls across wallets, exchanges, on-chain activity, and material non-public information (MNPI) related to digital assets. Firms need scalable solutions that can support evolving regulatory expectations while providing greater visibility into employee trading behavior across both centralized and decentralized platforms.
Increasingly, employees are also accessing more novel instruments – perpetual futures (“perps”) on offshore and on-chain venues, and event-based prediction markets – that sit in regulatory grey areas, rarely fit existing personal trading policies, and often fall entirely outside traditional brokerage feeds. Prediction markets in particular raise pointed MNPI questions when contracts reference corporate events, regulatory outcomes, or economic data.
Join Jon Simone, Sales Solution Consultant at MCO, for an overview of our Digital Asset Personal Trading and MNPI compliance capabilities. During this session, we’ll showcase how firms can strengthen oversight of employee digital asset activity, streamline compliance workflows, manage insider information and restricted lists, and support end-to-end governance for employee digital asset personal trading through a centralized and automated compliance approach.
What we’ll cover:
We’ll be answering questions during the presentation, so please submit your questions upon registration.
Sales Solution Consultant
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