The Power of One
No more swivel chair compliance. Complete access to all your work in one place. One portal with one login, one data source and an unprecedented level of risk control.
One powerful Compliance Management Platform that tackles tough challenges for financial firms, all in one place and with one login.
Compliance Built Better.™
"Easy, straight, and forward to use. At any problem, the team is here to listen and respond to my concerns or blockages"
"The nice thing about this software is that this gives insights into the business but also guidance on how to solve most issues. By making plots it is perfect for a systemic integrated risk approach"
"I had a great experience with onboarding. My onboarding team was responsive, well versed in the software and made sure I understood everything I needed to before concluding the onboarding. MCO is already saving me time and effort with respect to our compliance program."
"MCO is an easy to use - for both users and administrators - tool that runs reliably and has been serving us well for almost 10 years now. It is a straightforward, no nonsense tool that does what it should and if there are any issues, the service desk is very responsive and helpful. It is webbased so can be accessed anytime anywhere as administrator and offers an App which is highly apreciated..."
"MyComplianceOffice is a one-stop portal for all of our compliance needs. It has been instrumental in streamlining our compliance processes in-house, and we have found great value in it!"
"MCO is very user friendly and helps streamline a lot of our compliance responsibilities. It can also be customized to fit your specific needs."
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We understand that making a change, means taking a risk. Whether moving from a manual process or replacing a system, your concerns are ours. You can trust MCO to know the stakes and strive to define the right journey for your firm.
No more swivel chair compliance. Complete access to all your work in one place. One portal with one login, one data source and an unprecedented level of risk control.
No two companies have the same regulatory requirements, but all require technology that works to their specification. MyComplianceOffice modular approach means purchase what is needed today and know that tomorrow's need can be easily added.
SaaS technology is less costly to buy and install. MCO's platform with central data center for all compliance modules means a cost-efficient and proactive approach to managing regulated activities.
User adoption is important. A simple, modern user interface combined with minimal clicks makes it very easy for employees to use. System administrators can quickly customize documents without IT involvement.
With clients in over 80 countries, MCO offers more extensive global support capability than the competition, with 24 x 7 tech support and 20 x 5 customer support.
Automate monitoring and approval of employee compliance activities with an intuitive interface enabling fulfillment of compliance obligations with minimal effort.
The issue of conduct risk is especially sensitive when it originates within the core financial transactions of a firm. KYT helps firms mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandate and investment banking activities.
Gain a holistic and aggregate view of the firm's risk profile to help compliance set regulatory priorities, visually map obligations, identify gaps in policies and procedures and streamline operations.
Manage and monitor the risks associated with third parties. Simplified approach with streamlined technology improves internal processes while meeting increased regulatory and audit scrutiny.
Successful compliance management for financial services requires that firms track and record the activities of a broad range of individuals, from internal employees, senior executives and staffers to external customers, vendors, and other third-party affiliates. Most firms have multiple activity compliance management systems that track regulatory activities and identify risky behaviors occurring in and between organizations.
Unfortunately, multiple regulatory compliance software systems often fail to adequately assess data because they don’t monitor all behaviors and miss vital information altogether (data gaps), or when more than one system monitors and reports the same behaviors (data redundancy). Essentially, compliance management systems fail because they don’t talk to each other—the right hand doesn’t know what the left hand knows.
When systems fail, the risk of non-compliance soars, firms can suffer hefty fines, regulatory sanctions, and even criminal charges.
Fortunately, firms can avoid compliance hazards by using MyComplianceOffice, one compliance platform that provides many compliance products all in one place and with one login.
A centralized Compliance Management platform provides a complete set of integrated data, compliance evaluators can identify problems early and mitigate risky behaviors before they escalate to critical levels.
Implementing an all-inclusive compliance management software not only helps a firm better manage compliance risk, it also demonstrates to examiners and regulators that they are serious about compliance management. Examiners look favorably on firms that leverage compliance software to manage risk proactively. Firms that use such systems greatly benefit with significantly fewer compliance violations and costly risks.
Learn MoreWhitepapers & Webinars
MCO has a deep bench of technologists and an extensive network of compliance experts who regularly provide best practices and latest trends in regulatory compliance.
In this paper, MCO CEO, Brian Fahey, presents a fuller explanation of conduct risk and compliance technology's impact on this challenge.
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