ICO Regulation

Terms like ICOs, blockchain and crypto are coming up more and more in compliance conversation. While it may be some time before regulators catch up with technology, investing in crypto is growing in popularity. and Compliance Officers are taking notice.

Read the following post for an update on ICOs and the basics that Compliance professionals should know. 

Read More

8 things to do during the 2018 NSCP National Conference in Atlanta

Next week, members of the MyComplianceOffice team will be joining compliance practitioners, regulators, and more at the 2018 NSCP National Conference at the Omni Atlanta Hotel at CNN Center. It's been a while since we've been down South, and we're excited for the catch up with NSCP members and explore all the great things to do in Atlanta. 

Read More

Compliance Podcasts for Your Next Travel Day

It's conference season, which means great speeches, meeting new and old friends, plenty of networking opportunities and lots of travel.

This weekend MCO staffers are exhibiting at SCCE's Compliance and Ethics Institute in Las Vegas, a long haul from our offices in New York. Next week it's Atlanta for the NSCP National ConferenceHow do we keep busy on flights and stay in-the-know? Podcasts. 

We're not alone. In 2017, Edison Research found that 42 million Americans listen to podcasts on a weekly basis, at an average rate of five per week

If you don't already have some go-tos, we've listed a few of ours to get you started.

Read More

FINRA Fines Q3 2018 - 5 Findings

Here at MCO we keep a close eye on the activities of regulators. Read the highlights; FINRA fines in Q3 2018 - 5 Findings.

Read More