Recent Posts by Kelly-Ann McHugh

 
Kelly-Ann is a passionate business & technology leader in the Risk & Compliance sector. She is MyComplianceOffice Asia-Pacific director and leads the business growth in the region.
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Conflict of Interest: examples in financial services and more

Companies in financial services have an elevated risk of encountering conflicts of interest, due largely to the influence and connections that come with the territory. This article will tell you how to identify and manage conflicts as they arise.

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FASEA Requirements & Code of Ethics for Financial Advisers

The Financial Adviser Standards and Ethics Authority (FASEA) sets education, training and ethical standards for the financial services industry. The body approves qualifications and exams, develops the Code of Ethics, and sets CPD requirements for licensed financial advisers in Australia.

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