Compliance Insights

SEC 2026 Enforcement Results: Key Compliance Takeaways

The US Securities and Exchange Commission (SEC) 2026 enforcement results show continued focus on...

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Hong Kong’s SFC Sets a Measured Path for Virtual Asset Trading

SFC virtual assets policy has moved from roadmap to delivery in 2026. The Securities and Futures...

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AI in the Control Room: From Automation to Practical Application

AI in the Control Room is moving from task-level automation toward more advanced applications in...

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SEC 2027 Examination Priorities Put Compliance Programs and SI in Focus

The US Securities and Exchange Commission (SEC) Division of Examinations has released its...

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ESMA Updates MAR Guidelines on Delayed Disclosure of Inside Information

On 16 October 2026, the European Securities and Markets Authority (ESMA) completed its review of...

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MyComplianceOffice Platform Unaffected by Critical PHP Vulnerabilities CVE-2026-109618 and CVE-2026-109619

MCO has confirmed that the MyComplianceOffice platform is not affected by the recently disclosed...

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Infographic: Eight Communications Capture Questions for Compliance Teams

How confidently can your firm account for employee business communications—and produce the records...

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Regulations for Banks & Insurers: MAS Puts Objective Judgement First

When a fire alarm sounds in your firm's office building, an appointed fire warden acts immediately....

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Global Compliance Survey Overview: Rising Ambition, Fragmented Reality

MCO’s Global Compliance Outlook, conducted by the Harris Poll on behalf of MCO, surveyed senior...

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