Benchmark Your Trade and Communications Surveillance Program in 2026 The 2026 Surveillance Benchmarking Survey & Report from 1LoD, co-sponsored by MCO, contains... READ MORE
Canada Is Tightening Oversight of Employee Crypto & Digital Asset Trading Canada’s crypto framework is moving from transitional supervision toward tighter, more operational... READ MORE
KYC in Times of Conflict: Iran, Sanctions, and Compliance Risk The growing complexity and frequency of sanctions updates involving Iran are creating significant... READ MORE
UK Listing Act Reforms: Disclosure and Insider Risk Under UK MAR Often referred to as the UK Listing Act, the UK Listing Rules reforms represent the most... READ MORE
MNPI Remains a High Risk Area for Compliance Failing to adequately manage Material Non-Public Information (MNPI) remains a high-risk area for... READ MORE
Cryptocurrency Japan: Evolving Regulation for Financial Firms Japan has long been one of the most developed crypto-asset regulatory markets globally. While many... READ MORE
Tokenized Securities & Digital Asset Categories: A Compliance Reality Check On March 17, 2026, the SEC and CFTC did something the crypto industry had been begging for since... READ MORE
BaFin, MAR, and Employee Trading: Proving Control in Germany In Germany, the regulatory test is not whether a firm has employee trading rules on paper, but... READ MORE
HK SFC Framework for Secondary Trading of Tokenised Funds In April 2026, Hong Kong’s Securities and Futures Commission (SFC) published two circulars that... READ MORE
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