MyComplianceOffice Blog

Brian Fahey started out at the worst possible time: in 2008. He began selling into the financial services sector just as the financial crisis put business-to-business (B2B) spending on hold. And then things got worse.

We are thrilled to rank in the RegTech100 list for 2020 as “The World's Most Innovative RegTech Companies”. RegTech100 annually lists the world’s most innovative technology solution providers that address the challenges and opportunities of dealing with regulatory issues within financial services.

With the Senior Managers and Certification Regime (SMCR) set to take effect on Dec. 9, solo-regulated financial firms in the U.K. are working hard to ensure they understand how the new rules will impact them and what they should consider when implementing new compliance measures.  

“We believe very strongly that to lower costs in your compliance management, and lower risks, you need an integrated system with the functions working together – particularly in conflict-of-interest compliance scenarios…”