Risk and Compliance Insights | Market Abuse Regulation - Page 2 | MyComplianceOffice

Posts about Market Abuse Regulation (2):

esma-UK

ESMA Publishes MAR Review Report

On September 23rd, the European Securities and Markets Authority (ESMA) published a set of outcomes...

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FCA UK

FCA Priorities for the Year Ahead

The FCA has stated that a primary focus in 2020 is to mitigate the impact of Covid-19 on the...

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Close-up of a map highlighting Germany and surrounding European countries.

Criminal Sanctions for Market Abuse in the EU

The European Commission has published a report regarding the implementation of CSMAD - Criminal...

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AdobeStock_132279022

Track Insiders in Compliance with Market Abuse Regulations

Technology makes keeping material non-public information (MNPI) in compliance with securities laws...

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