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Building a Case for Process Improvement & Compliance Technology Change

    

Software works best when the right processes are in place. Changing to a new technology platform can seem dauntingbut it doesn’t have to be. Knowing what to expect during a software transition helps to ensure a successful implementation.  

Join Jeff Childs from MCO and Mitch Avnet, Founder and Managing Partner of Compliance Risk Concepts, for the on-demand webinar Navigating Transition: Building a Business Case to Support Process Improvements and Compliance Technology Change.

Jeff and Mitch discuss how to effectively navigate changing compliance software platforms within your organization, including:

  • Understanding and refining your internal processes and guiding principles
  • Building a business case and approach strategy
  • Key steps to successful implementation

The session covers the most common questions that we hear from our clients. 

Watch Now!

To effectively address Conflicts of Interest, firms must ensure that actual and potential conflicts of interest are identified, declared and adequately managed with appropriate risk mitigation. Compliance officers must ensure they have implemented adequate policies and controls.

MyComplianceOffice provides a single integrated solution to manage conflicts of interest as part of your Conduct Risk program. Our software assists you in automating your policies & procedures and embedding them within your business. Learn more about how we can help you identify and mitigate potential conflicts from the activities of employees, third parties and the company.

The giving and receiving of gifts and entertainment has the possibility to be perceived as a conflict of interest. It’s important that organizations review their practices and implement a code of conduct in order to improve training, compliance monitoring, attestation and reporting, and more closely manage risk. Download our report for a deeper look at gifts and entertainment trends in global organizations.

Ready to learn more? Let us know and one of our experts will be in touch. 

 

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