Each year, the SEC sets out a number of key priorities for their regulated entities.
It’s now time to unpack the recent SEC examination priorities and how they will impact Asia-Pacific in 2023 and beyond.
In this exclusive 45-min webinar, highly-regarded speakers from MyComplianceOffice (MCO) and Kroll explore the management of service providers, resources for effectively managing compliance, Investment Advisor MNPI compliance issues, and much more - with plenty of opportunity for questions and answers.
MyComplianceOffice APAC Director, Kelly-Ann McHugh, will be joined by Kyle Larson, Vice President, Singapore, Financial Services Compliance and Regulation at Kroll, and Pranavi Kapur, Vice President, Hong Kong, Financial Services Compliance and Regulation at Kroll.
Your on-demand webinar delivers an in-depth update covering:
☑️ How these examination priorities went during 2022.
☑️ How your firm can prepare for upcoming examinations.
☑️ What we believe is on the horizon for 2023 that will affect the APAC region.