Tokenized Securities & Digital Asset Categories: A Compliance Reality Check On March 17, 2026, the SEC and CFTC did something the crypto industry had been begging for since... READ MORE
24/7 Compliance Requires Always-On Policy Guidance Compliance programs do not fail because policies do not exist. They fail when employees cannot... READ MORE
Employee Personal Trade Capture: Best Practices for Compliance Effective personal trading compliance depends on more than employee preclearances. At a minimum,... READ MORE
How the GENIUS Act and CLARITY Act Will Change Compliance Requirements Two major U.S. legislative initiatives — the enacted GENIUS Act and the pending CLARITY Act —... READ MORE
Technology Gives Firms a Better Handle on Managing Digital Asset Risk Technology has given financial services employees access to a much broader range of digital assets,... READ MORE
VARA and Virtual Asset Regulation Compliance in Dubai The Virtual Assets Regulatory Authority (VARA) is Dubai's dedicated regulator for virtual assets... READ MORE
Growth Drives Risk and Compliance Challenges in the UAE and Saudi Arabia As the United Arab Emirates (UAE) and the Kingdom of Saudi Arabia (KSA) continue developing as... READ MORE
Preparing for the Agentic Era: Stay Ahead of AI Conflicts of Interest We’re entering a new phase in business—and it’s not just digital. It’s agentic. In this world,... READ MORE
The Age of AI and the New Frontier of Conflicts of Interest Let’s not sugar-coat it: we’ve entered an era where code makes the calls. Decisions that move... READ MORE
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