Risk and Compliance Insights | Lisa Deschamp - Page 2 | MyComplianceOffice

Posts by Lisa Deschamp:

Manage UK FCA Risk Assessments

Risk Assessments and Controls: FCA Insight on Good and Poor Practices

In November 2025, the UK Financial Conduct Authority (FCA) published findings from a multi-firm...

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MCO-helps-firms-meet-2026-exam-priorities

SEC Examination Priorities Provide a Roadmap for 2026 Compliance

The US Securities and Exchange Commission Division of Examinations has published its rundown of...

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An open-plan office with six people at desks with computers. Bright lighting, glass walls, and red chairs create a modern, collaborative atmosphere.

Compliance Software for the Financial Control Room

Managing a financial trading control room involves balancing a wide variety of tasks. To comply...

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MCO delivers better compliance to firms of sizes

A Tale of Just Right Compliance Technology

Once upon a time, there was a company that was looking to purchase compliance software. The...

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MCO enables firms to surveil and retain iMessage communications

Using Apple iMessage at Work: Balancing Productivity and Compliance

When the first iPhone launched in 2007, it redefined mobile communication. Today, Apple dominates...

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Manage OBAs with MCO

Optimal Outside Business Activities Compliance Goes Beyond Disclosures

It’s 4PM on a Friday. You were hoping to wrap up for the day to start your weekend, but there’s a...

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MCO provides firms with the latest SaaS compliance technology

Build or Buy: Choosing a SaaS Compliance Platform

When firms evaluate compliance technology, the real decision is rarely just build versus buy. The...

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Manage FINRA Renewals with ease with MCO

Now's the Time to Plan for FINRA Renewals

Firms are required to renew the FINRA and state/jurisdiction registrations of their registered reps...

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The 2025 SEAR Expansion: Implications for Covered Firms in Ireland

Accountability in financial services regulation in Ireland has been reshaped by the Individual...

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