Risk and Compliance Insights | Lisa Deschamp - Page 4 | MyComplianceOffice

Posts by Lisa Deschamp:

AI is transforming how firms manage compliance

Using AI? The Rules of Effective Compliance Still Apply

Artificial intelligence (AI) has emerged as a powerful tool in compliance and technology. From...

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MCO helps firms effectively track licenses, registrations and continuing education

Too Many Firms Still Track Employee Registration Compliance Manually

Tracking employee compliance credentials including licensing, registrations and continuing...

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FCA Consumer Duty is bringing a paradigm shift to UK financial services.

Fit for Purpose – Consumer Duty Compliance Remains a FCA Priority

It's been almost one year the Consumer Duty came into force, setting higher and clearer standards...

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MCO helps firms prepare for crypto-asset compliance and MiCA regulation

Preparing for Markets in Crypto-Assets Regulation (MiCA)

The Markets in Crypto-Assets Regulation (MiCA) institutes uniform regulations for crypto-assets...

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Firms use MyComplianceOffice to effectively manage compliance certifications and attestations

Streamline Employee Attestations and Certifications

Financial services firms are among the most heavily regulated organizations worldwide. From the FCA...

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MCO enables firms to meet FCA personal account dealing requirements

Infographic: Personal Account Dealing Compliance

Personal Account Dealing, when employees gain personal profit from inside information or other data...

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Close-up of white marble columns at a government or institutional building.

The SEC Speaks About Off-Channel Communications, Disclosures and More

Presented by the Practising Law Institute in conjunction with the U.S. Securities and Exchange...

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A rising white line graph overlays a blue digital background with financial data, stock market numbers, and abstract technology visuals.

Benchmark Your Trade and Communications Surveillance Program

The 2024 Surveillance Benchmarking Survey & Report from 1LoD, co-sponsored by MCO, contains...

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MCO helps firms manage political donation compliance

Navigating Pay-To-Play Compliance in an Election Year and Beyond

The 2024 U.S. Presidential election is grabbing the headlines right now. However, 469 other federal...

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