Compliance in the second half of 2020 The coronavirus pandemic has been a significant event, bringing lots of uncertainty to... READ MORE
FASEA Requirements & Code of Ethics for Financial Advisers The Financial Adviser Standards and Ethics Authority (FASEA) sets education, training and ethical... READ MORE
DOJ Demonstrates Heightened Focus on Third-Party Risk Recent guidance from the US Department of Justice (DOJ) on the Evaluation of Corporate Compliance... READ MORE
Avoiding Software Purchase Remorse When a company makes the decision to implement compliance software, the steps they take at the very... READ MORE
Procurement Is Not Your Enemy One of the top reasons enterprise decision-makers give for not wanting to work with procurement is... READ MORE
SEC Finds Deficiencies in Disclosing Conflicts of Interest and MNPI The Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange... READ MORE
Regulatory Focus on Conduct and Culture The global workforce has been under pressure since March, when the lockdown started in most... READ MORE
RegTech trends and insights to watch with Brian Fahey, MCO The Irish Tech News published a chat with Brian Fahey, MCO CEO, featuring the recent RegTech... READ MORE
Compliance Officers New Responsibilities After European countries such as Spain, Italy, Frace, and Ireland start to reopen considering... READ MORE
