Compliance Insights

MAS Revises FAA and SFA Competency Requirements

The Monetary Authority of Singapore (MAS) has finalised its revision of competency requirements for...

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The Intersection of Culture and Compliance

Employees at all levels of the organization make decisions that impact compliance every single day....

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Financial Accountability Regime (FAR Bill) Passes Both Houses

Legislation has passed both Houses of the Australian Parliament to introduce the Financial...

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The Importance of Software for ESG Compliance

Regulatory and investor expectations around Environmental, Social and Governance are quickly and...

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Blackout Periods and Insider Trading Risk for Listed Companies

Insider trading cases have seen a variety of sentences over the years. However, some jurisdictions...

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Mitigate Employee Insider Risk With Compliance Technology

Insider dealing is a perennial concern for regulators around the globe. Agencies like the SEC, the...

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HK SFC to Bolster Enforcement of Cross-Border Insider Trading

Hong Kong’s Securities and Futures Commission (SFC) has published its consultation conclusions on...

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SEC Priorities Focus on MNPI, Insider Trading and Crypto

Temperatures are hot across the United States right now – and so is U.S. Securities and Exchange...

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A Spotlight on SGX-Listed Companies’ Regulatory Compliance

Recent enforcements by the Monetary Authority of Singapore (MAS) highlight the need for SGX-listed...

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