Risk and Compliance Insights - Page 24

SPACs, IPOs and Conduct Risk

Special Purpose Acquisition Companies (SPACs) are a hot topic in the news right now—and an issue...

Let’s talk about remote employees working at two jobs. Have you come across this before? A recent...

Last year, German police arrested a senior fund manager in Frankfurt for insider trading. The fund...

The ASIFMA Compliance Week focused on various relevant topics for Compliance professionals, from...

The Monetary Authority of Singapore (MAS) released a press release stating that three individuals...

The Financial Conduct Authority (FCA) supervises numerous UK financial firms. To do so effectively,...

The Central Bank of Ireland and other international regulators such as the FCA in the UK and MAS in...

The UK Financial Conduct Authority (FCA) 's 2021-22 Business Plan was published on 15 July 2021 and...

2020 and 2021 have been eventful years, dominated by the COVID-19 pandemic and political and...