MyComplianceOffice Blog

New York, May 2, 2022: MCO (MyComplianceOffice), a global provider of conduct risk and compliance technology, today announced that the company has finalized its acquisition of Schwab Compliance Technologies (SCT), a solution that automates monitoring employee trading activity and administering a firm's Code of Ethics. The closing of the deal marks a meaningful step toward the company’s expansion and position as a leading authority on conduct risk and compliance technology

The US Department of Justice (DOJ) recently published an updated version of its guidance on the Evaluation of Corporate Compliance Programs.

The guidance provides direction regarding corporate compliance best practices and addresses the three fundamental questions that should be used to evaluate a corporate compliance program.