MyComplianceOffice Blog

What happens when a software upgrade involves not just a few changes to your existing compliance solution but a move to an entirely new platform? If your compliance vendor is forcing a transition to a brand new system you can expect time and money lost in revamping internal processes and getting up to speed on the technology, along with the increased risk that implementing an untested platform will bring.

Don’t feel pressured to commit to the conversion without significant thought and assessment.  With large scale disruption already on the horizon, it’s an opportune time to take a look at other options in the market to see if there’s another solution that better meets your needs.

MCO is a growing SaaS-based software company, and our employees make a significant impact on this success. We are pleased to show you the backstage of our operations, bringing you closer to our team members. The “meet a member of the team” series remove the attention from our products and services to feature our people.

This month, we’re delighted to introduce you to a member of our Front-End team at our Dublin office, Conor Sexton.

In a landscape rife with legal obligations, few financial firms are as heavily regulated as broker-dealers.

From transaction monitoring and conflict management to complex customer protection rules, the resources needed to maintain compliance are significant—but not as high as the costs of being found non-compliant.

In this article, we’ll look at the regulatory landscape for broker-dealers and what firms can do to stay on top.

MCO has been growing and is recognized as a leading provider of Conduct Risk Compliance technology globally. Our employees make a significant impact on this success. In the "meet a member of the team" series, we show you the backstage of our operations, bringing you closer to our team members by featuring our people and the great work they do at MCO.

Today, we're delighted to introduce you to a member of our Implementation team based in Singapore – Shareena D'Souza.

Between security, financial, and many other regulations, compliance has become a critical business function for every large organization. Keeping track of the rapidly evolving compliance landscape requires time and resources. And actually becoming and staying compliant? That’s a whole other ball game.