Risk and Compliance Insights | MyComplianceOffice | eCommunications

Posts about eCommunications:

Woman in a black leather jacket and glasses sits at a desk by a window, talking on the phone while examining documents. Concentrated and professional tone.

eComms in the FCA’s Regulatory Spotlight: APAC Impacts

Electronic communications (eComms) surveillance has moved from a supporting control to a core...

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A man with glasses looks intently at a smartphone, resting his chin on his hand. The atmosphere is thoughtful, with soft lighting in the background.

Staying Ahead of Regulatory Change in eComms Surveillance

Regulators around the globe are taking a firm stance against off-channel communications. In the US,...

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Regulators are paying close attention to superannuation funds, the increasing interest in private markets, and ensuring robust oversight and governance.

APRA and ASIC Superannuation Roundtable Insights & Outcomes

APRA and ASIC hosted Superannuation CEO Roundtables in June and July 2024, focusing on a central...

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The Top 5 Compliance Executives’ Priorities in 2023 (APAC Edition)

At a recent compliance round-table event in Hong Kong, compliance experts, executives, and chief...

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