Europe & UK Leading Crypto Regulation Europe has been at the forefront regarding crypto asset regulation with its recently approved... READ MORE
FCA's Dear CEO Letter Puts Focus on Personal Trading and Market Abuse On 11 January 2023, the Financial Conduct Authority (FCA) published a "Dear CEO" letter to... READ MORE
FCA's 2022-2025 Strategy Focuses on Data, Conduct Risk and Outcomes The U.K. Financial Conduct Authority (FCA) has released its three-year strategy for 2022-2025. The... READ MORE
FCA Fines Asset Management Firm and Employee for Conflicts of Interest The UK Financial Conduct Authority (FCA) has clearly set expectations to ensure that asset managers... READ MORE
Overview of FCA Principles for Business The Financial Conduct Authority (FCA) is the conduct regulator for nearly 60,000 financial services... READ MORE
Time To Get Serious About SMCR in the Context of Climate Change In April 2019, the Prudential Regulation Authority (PRA) sent a letter to CEOs highlighting its... READ MORE
Compliance Podcasts You Should Listen To Podcasts aren’t new but they are on the rise, and for a reason, they are an engaging, informative... READ MORE
