A broker-dealer headquartered in New York has selected the MyComplianceOffice (MCO) platform to manage its third party relationships. This new client has long been a trailblazer among investment management firms; it was the first in the United States to offer its clients the opportunity to diversify their investments globally. The financial firm is a first-time client of MyComplianceOffice but has a tradition of insight and acumen; its selection of MyComplianceOffice as a vendor for third party due diligence management is no different.
- Products
- Solutions
- Compliance Oversight
- Communications Compliance
- Market Abuse Regulation
- ESG Compliance
- Senior Managers Certification Regime
- Conduct Risk
- Control Room Compliance
- Pay-to-Play Compliance
- Conflict of Interest Management
- Crypto Compliance
- Small Firm Compliance
- Corporate Compliance
- Anti-Bribery and Corruption
- Compliance Program Management
- Education Center
- About Us
