Summary: SFC Consultation Conclusions for VA Trading Platforms After challenges with strict COVID restrictions and political issues in the last several years,... READ MORE
Change is the Theme at SIFMA Compliance & Law 2023 A consistent theme across sessions at the 2023 SIFMA Compliance and Law Annual Seminar was change.... READ MORE
MAS Bans Payment for Order Flow (PFOF) from 1 April 2023 In late 2022, the Monetary Authority of Singapore (MAS) announced a complete ban on payment for... READ MORE
Enhancing Regulatory Compliance for Your Small Business in 2023 Small businesses and financial firms have undergone seismic shifts over the last few years. The... READ MORE
The Evolution of Regulatory Compliance and Risk Management The modern workplace has undergone a significant evolution in recent years. The pandemic has... READ MORE
Reducing Compliance Risk in Workplaces Across Southeast Asia Southeast Asia is a region of diverse cultures, religions, and political frameworks that holds a... READ MORE
