INDUSTRY: Investment Management
COMPANY SIZE: 150 employees
LOCATION: France
The Company
A French global investment firm with offices in offices in North America, Europe and Asia.
The Challenge
The growing firm was experiencing an increase in both public and private transactions. With strategies including taking public companies private and leveraging the expertise of industry experts, the firm needed an efficient and effective way to manage MNPI and Insider Lists across the increased volume.
The MCO Solution
The firm was already a satisfied user of MCO's Know Your Employee solution. The fact that the firm was happy with the product, the implementation process and team, and ongoing customer support weighed heavily in the decision. The efficiencies involved in expanding their existing compliance platform instead of implementing a separate point system were also key factors. Ultimately, the firm needed a way to ensure compliance by being able to track which employees had access to which insider information across a growing and geographically dispersed workforce. MCO's MNPI and Insider List software delivered the best solution for tracking and automating the detailed data required, including the ability to easily produce Market Abuse Insider List Reports.
Related Resources
Learn more about MCO's Know Your Transactions solution
Mitigate Employee Insider Risk With Compliance Technology
Watch the webinar Market Abuse Regulations - A Look Back and Ahead
