"I love the way we can see at a glance the status of all our compliance activities. Within a few moments I can make a decision of where I will focus my attention."CCO Large Investment Adviser
"We have automated our entire compliance program using MyComplianceOffice. It has completely changed the way we work. I now feel I am in control of our workload." CCO Broker/Dealer
"MyComplianceOffice is now the center of our compliance program. During a recent FINRA examination it cut the time taken by regulators from over a week to just a few days." CCO Broker Dealer Client
Compliance Solutions from MCO
Our compliance solutions offer an integrated suite of modules that cover personal trading, vendor risk management, gifts and entertainment and much more. Built on a single platform and operating in a modular form, it means you can build and evolve the compliance solution that is right for your organization and your budget. An integrated compliance solution operating across the organization provides a familiarity to the employees which is known to improve participation and the culture of compliance. IT and data security is a priority and MCO is ISO 27001 certified. Unlike other compliance solutions, we provide encryption of your data-at-rest, to further safeguard your data.
Manage Employee Authorization, Registrations and Licensing (ARL).