Insider Trading: A Guide for CCOs
Presenter Brandon Ortiz of Blue River Partners provides an analysis of the key elements of insider trading, including important recent enforcement actions all CCO's should know, and shares a discussion of the best practices for CCO's in 2016, from how a solid compliance program can mitigate risks; to spotting telltale sign
- A Guide for Compliance Officers: Insider Trading Overview (9:12)
- A Guide for Compliance Officers: Evolution of Insider Trading (12:16)
- A Guide for Compliance Officers: Advice on Insider Trading for CCOs (4:45)
You can access the slides from this webinar here
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