Insider Trading Continues to Pose Challenges for financial services firms and professionals. We have been seen firms reputation and careers being destroyed. Despite the enforcement of regulations around insider trading, prosecutors have convicted many bankers, traders, and corporate executives in the past months. It shows the practice still a concern.
If you are interested in the subject, we recommend to join Thomson Reuters' expert, Todd Ehret, on a discussion on lack of safeguarding material non-public information and prevention of insider trading. This webinar highlights:
• The global regulatory focus on insider trading and their enhanced detection capabilities
• Several actual enforcement actions involving mishandling of MNPI with suggestions how they might have been avoided and important takeaways
• How firms and individuals should be protecting themselves through the use of best practices, policies, procedures, training, firewalls, and documentation