The Senior Managers and Certification Regime (SMCR) will be applied to all Financial Services and authorised firms from the 9th of December 2019. With the deadline looming, it’s time for you to wrap up your implementation programme and make sure your firm is ready. MCO and Eukleia has prepared a webinar to help you to get there.
Our panellist Liz Hornby, Principal Consultant at Eukleia will explain the impact of the changes and go through five steps you should take into consideration to make sure your company is prepared for the regime. We’ll also cover:
- How to train staff correctly
- How to manage conduct rule breaches
- Implications for firms in 2020 and beyond
A Q&A session will follow.
Learn more about SMCR.