MCO has partnered with the RegTech Insight Team to bring you a webinar that covers the new challenges for firms regarding the Senior Managers and Certification Regime. A panel of experts from different companies and with different experiences on the implementation of the regime brings an overview of the changes since initial implementation and discuss best practises approach to Compliance teams to move forward.
During the webinar, the experts discuss the difficulties for global firms to comply with the regime and to implement a global approach and harmonisation across countries and locations. In addition, they give consideration to what firms need to take into account when implementing the regime and what is required from a technology standpoint, as well as comparisons with other senior managers regimes around the world.
The agenda includes:
- The requirements of SMCR in capital markets
- Changes since initial implementation
- Challenges presented by the regime
- Best practice approaches to compliance
- Opportunities of getting it right, penalties of getting it wrong
- Examples of successful SMCR implementations
- And more
Q&A Session at the end.
Watch On-demand now!