--- title: Risk and Compliance Webinars | Financial Regulators Risk & Compliance Webinars for Financial Regulators | MyComplianceOffice (3) description: Stay up-to-date and watch the MCO Webinars on risk and compliance, GDPR, third party management, KYTP, FCPA, employee personal trading and financial regulators. (3) --- [![mco-white-logo](https://mco.mycomplianceoffice.com/hubfs/_mco2018/Logos/mco-white-logo.svg "mco-white-logo")](https://mco.mycomplianceoffice.com/) [![mco-color-logo](https://mco.mycomplianceoffice.com/hubfs/_mco2018/Logos/mco-color-logo.svg "mco-color-logo")](https://mco.mycomplianceoffice.com/) [![Request a Demo](https://no-cache.hubspot.com/cta/default/502248/d3e3c514-c860-4890-83da-7abcd6fa52a4.png)](https://cta-redirect.hubspot.com/cta/redirect/502248/d3e3c514-c860-4890-83da-7abcd6fa52a4) ### [AML-FinCEN RIA Rule ](https://mco.mycomplianceoffice.com/solutions/fincen-ria-rule-aml-compliance) [Communications Compliance ](https://mco.mycomplianceoffice.com/solutions/communications-compliance) [Compliance Program Management ](https://mco.mycomplianceoffice.com/solutions/compliance-program-management) [Fit and Proper ](https://mco.mycomplianceoffice.com/solutions/fit-and-proper) [Market Abuse Regulations ](https://mco.mycomplianceoffice.com/solutions/market-abuse-regulation) [Conduct Risk ](https://mco.mycomplianceoffice.com/solutions/conduct-risk) [Control Room Compliance ](https://mco.mycomplianceoffice.com/solutions/control-room-compliance) [Compliance Oversight ](https://mco.mycomplianceoffice.com/solutions/compliance-oversight) [Pay-to-Play Compliance ](https://mco.mycomplianceoffice.com/solutions/pay-to-play-compliance) [Conflict of Interest Management ](https://mco.mycomplianceoffice.com/solutions/conflict-of-interest-management) Small Firm Compliance [Corporate Compliance ](https://mco.mycomplianceoffice.com/solutions/corporate-compliance) [Anti-Bribery and Corruption ](https://mco.mycomplianceoffice.com/solutions/corporate-compliance) [Senior Managers & Certifications ](https://mco.mycomplianceoffice.com/solutions/senior-managers-certification-regime) # Webinar ### Blog Categories ** - [Conduct Risk (6)](https://mco.mycomplianceoffice.com/mco-webinar/topic/conduct-risk) - [Policies and Procedures (5)](https://mco.mycomplianceoffice.com/mco-webinar/topic/policies-and-procedures) - [Compliance Software (4)](https://mco.mycomplianceoffice.com/mco-webinar/topic/compliance-software) - [SEC (4)](https://mco.mycomplianceoffice.com/mco-webinar/topic/sec) - [Conflicts of Interest (2)](https://mco.mycomplianceoffice.com/mco-webinar/topic/conflicts-of-interest) - [FCA (2)](https://mco.mycomplianceoffice.com/mco-webinar/topic/fca) - [FINRA (2)](https://mco.mycomplianceoffice.com/mco-webinar/topic/finra) - [MAR (2)](https://mco.mycomplianceoffice.com/mco-webinar/topic/mar) - [Market Abuse Regulation (2)](https://mco.mycomplianceoffice.com/mco-webinar/topic/market-abuse-regulation) - [Risk Oversight (2)](https://mco.mycomplianceoffice.com/mco-webinar/topic/risk-oversight) [Subscribe for Updates](https://mco.mycomplianceoffice.com/mco-webinar/page/3#footer-subscribe) [![iaf-sear-smcr-webinar](https://mco.mycomplianceoffice.com/hubfs/MCO%20-%20Social%20Images%20-%20LinkedIn%20%281200x628%29%20-%20On%20Demand%20Webinar%20IAF%20SEAR.jpg) ](https://mco.mycomplianceoffice.com/mco-webinar/how-to-embed-the-new-iaf) ### [How to Embed the New Individual Accountability Framework Effectively](https://mco.mycomplianceoffice.com/mco-webinar/how-to-embed-the-new-iaf) February 21, 2023 | By [MCO Webinar Team](https://mco.mycomplianceoffice.com/mco-webinar/author/mco-webinar-team) In July 2018, the Central Bank of Ireland (CBI) proposed an Individual Accountability Framework (IAF), which includes the Senior Executive Accountability Regime (SEAR) to be modelled on the UK's Senior Managers and Certification Regime (SMCR).      [Read More **](https://mco.mycomplianceoffice.com/mco-webinar/how-to-embed-the-new-iaf) [![Market-Abuse-Regulations-Webinar](https://mco.mycomplianceoffice.com/hubfs/MCO-%281200x628%29-%20ONDEMAND-Webinar-MAR.jpg) ](https://mco.mycomplianceoffice.com/mco-webinar/mar-look-back-and-ahead) ### [Market Abuse Regulations - A Look Back and Ahead](https://mco.mycomplianceoffice.com/mco-webinar/mar-look-back-and-ahead) February 3, 2023 | By [MCO Webinar Team](https://mco.mycomplianceoffice.com/mco-webinar/author/mco-webinar-team) Regulators around the world are concerned with the risk of market abuse and market manipulation. Market Abuse Regulations, including[MAR in the UK](https://www.fca.org.uk/markets/market-abuse/regulation), the [EU Market Abuse Regulation](https://eur-lex.europa.eu/EN/legal-content/summary/preventing-market-abuse-in-financial-markets.html) and [Section 204A](https://www.ecfr.gov/current/title-17/chapter-II/part-275/section-275.204A-1) of the Investment Advisers Act of 1940 in the US, prohibit insider dealing, unlawful disclosure of inside information, and market manipulation.    [Read More **](https://mco.mycomplianceoffice.com/mco-webinar/mar-look-back-and-ahead) [![](https://mco.mycomplianceoffice.com/hubfs/January-2023-Crypto-On-Demand-Webinar-Twitter.jpg) ](https://mco.mycomplianceoffice.com/mco-webinar/crypto-digital-asset-compliance) ### [Beyond the Headlines: Crypto and Digital Asset Compliance](https://mco.mycomplianceoffice.com/mco-webinar/crypto-digital-asset-compliance) January 4, 2023 | By [MCO Webinar Team](https://mco.mycomplianceoffice.com/mco-webinar/author/mco-webinar-team) In a [recent interview](https://finance.yahoo.com/video/sec-gensler-runway-getting-shorter-161605453.html) with Yahoo Finance, United States Securities and Exchange Commission Chair Gary Gensler said that he has one goal for crypto regulation in 2023 – “making crypto exchanges and lending platforms come into compliance.” [Read More **](https://mco.mycomplianceoffice.com/mco-webinar/crypto-digital-asset-compliance) [![](https://mco.mycomplianceoffice.com/hubfs/Risk%20Oversight%20OnDemand%20Webinar%20LinkedIn%20%281200%20%C3%97%20628%20px%29.png) ](https://mco.mycomplianceoffice.com/mco-webinar/holistic-risk-oversight) ### [Better Risk and Compliance Through Holistic Oversight](https://mco.mycomplianceoffice.com/mco-webinar/holistic-risk-oversight) April 7, 2022 | By [MCO Webinar Team](https://mco.mycomplianceoffice.com/mco-webinar/author/mco-webinar-team) In order to be effective advisors, Chief Compliance Officers must have a clear and holistic view of their organization’s risk profile. A clear and holistic view of risk helps compliance set regulatory priorities, identify gaps in policies and procedures and streamline operations.  [Read More **](https://mco.mycomplianceoffice.com/mco-webinar/holistic-risk-oversight) [![FCA-Market-Abuse-Regulation](https://mco.mycomplianceoffice.com/hubfs/MCO%20Live%20webinar%20CeFpro%20FCA%20MAR%20-%20Ondemand.png) ](https://mco.mycomplianceoffice.com/mco-webinar/fca-compliance-regulation) ### [FCA Compliance to the Market Abuse Regulation](https://mco.mycomplianceoffice.com/mco-webinar/fca-compliance-regulation) November 5, 2020 | By [MCO Webinar Team](https://mco.mycomplianceoffice.com/mco-webinar/author/mco-webinar-team) MCO has partnered with CeFPro to deliver a complimentary Webinar to discuss FCA compliance to Market Abuse Regulation: Identifying conflicts to prevent market abuse. The Market Abuse Regulation states that firms must take all appropriate steps to identify and prevent or manage conflicts of interest between the firm’s employees, managers, and clients. The regulation was created to make financial markets safer and transparent and further maintain market integrity, increase investor protection and encourage global cooperation. [Read More **](https://mco.mycomplianceoffice.com/mco-webinar/fca-compliance-regulation) [Prev Page](https://mco.mycomplianceoffice.com/mco-webinar/page/2) [Next Page](https://mco.mycomplianceoffice.com/mco-webinar/page/4) ### Sign up for our newsletter [![g2-rating-img](https://mco.mycomplianceoffice.com/hs-fs/hubfs/g2-rating-img.png?width=150&name=g2-rating-img.png "g2-rating-img")](https://www.g2.com/products/mycomplianceoffice/reviews?utm_source=review-widget) [EU Sign In](https://www.mycomplianceoffice.eu/customer/portal) [US Sign In](https://www.mycomplianceoffice.com/customer/portal?utm_campaign=US%20Users&utm_medium=Website%20Login&utm_source=US%20User) [** ](https://www.youtube.com/channel/UCvE-eGnS_qXrRJUgSTkE2VA) [** ](https://twitter.com/mycompliance) [** ](https://www.linkedin.com/company/mycomplianceoffice) Copyright 2024 MyComplianceOffice Ltd. 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