Market Sounding Compliance: Hitting the Right Regulatory Notes

Kelly-Ann McHugh is the director of Asia Pacific for MyComplianceOffice, based in Singapore.

She is a passionate business leader focused on technology, risk, and compliance.

Kelly-Ann has a proven record in Business Analysis, Consulting and Software Solutions, which has enabled her to turn customer challenges with regulatory compliance management into long-term solutions.

Pranavi is a Senior Vice President in Kroll’s Financial Services Compliance and Regulation group, based in Hong Kong. She works closely with clients regulated by the Hong Kong Securities and Futures Commission, the U.S. Securities and Exchange Commission, and the U.S. National Futures Association.

Pranavi has deep technical expertise in integrating U.S. SEC and U.S. NFA compliance frameworks into both Hong Kong SFC and Singapore MAS regulatory frameworks. Her extensive client experience includes fund managers, brokers, marketing firms, and other regulated financial intermediaries globally.

Laura is a Director in the Financial Services Compliance and Regulation practice, based in Hong Kong. Laura is a qualified New York lawyer, where she practiced before moving to Hong Kong, with a deep understanding of how regulatory frameworks and changes to legislation or regulations can impact clients’ businesses.

Based in Asia for over a decade, she works closely with clients regulated by the Hong Kong Securities and Futures Commission, as well as those regulated by the Monetary Authority of Singapore and the United States’ Securities and Exchange Commission and the National Futures Association.