MyComplianceOffice Blog

The 4th Edition Third Party Vendor Risk Management for Financial Institutions will be held at the Sheraton Fisherman's Wharf in San Francisco, September 12-14th. While the conference promises to be an interesting and beneficial event, we at MCO have compiled a list of 8 must do things during your time in the city by the bay. 

SEC Chairwoman Mary Jo White said Tuesday that the agency plans to monitor the implementation of the Department of Labor Fiduciary Rule before moving ahead with a uniform fiduciary rule in case, “conflicts develop.” More on the DOL Rule here.