MyComplianceOffice Blog

If you are an investment advisory firm located outside the United States, providing advisory services to any number of U.S. persons, (or using U.S. jurisdictional means to conduct your business), you will not want to miss this webinar, co-presented by MyComplianceOffice and Milne Legal on September 13, 2016 at 10 am EST / 4 p.m. CEST. 

The 4th Edition Third Party Vendor Risk Management for Financial Institutions will be held at the Sheraton Fisherman's Wharf in San Francisco, September 12-14th. While the conference promises to be an interesting and beneficial event, we at MCO have compiled a list of 8 must do things during your time in the city by the bay.