Making G&E Compliance Faster & More Cost-Effective The CEO of any financial firm will tell you regulatory compliance is one of their organization’s... READ MORE
5 tips to create a high impact compliance program What makes a high impact compliance program? Given the state of many corporate compliance programs,... READ MORE
U.S. Department of Justice's New Guidance Centers on Three Questions The DOJ has served notice it will require clear answers to these three questions during future... READ MORE
Track Insiders in Compliance with Market Abuse Regulations Technology makes keeping material non-public information (MNPI) in compliance with securities laws... READ MORE
C-Suite Involvement Crucial to Compliance Program Sucess Integrating the compliance function into an organization’s C-Suite not only improves crisis... READ MORE
Telefonica Brasil Case Underscores G&E Risks Telefônica Brasil recently agreed to pay the U.S. Securities & Exchange Commission (SEC) more than... READ MORE
Three Steps to an Effective COI Compliance Program Chances are your organization has developed a conflict of interest (COI) policy. But does it have... READ MORE
An Interview with Brian Fahey | MyComplianceOffice “We believe very strongly that to lower costs in your compliance management, and lower risks, you... READ MORE
