Hong Kong: SFC Enforcement Highlights Trading Oversight Gaps Hong Kong’s Securities and Futures Commission (SFC) has taken enforcement action against the... READ MORE
How the GENIUS Act and CLARITY Act Will Change Compliance Requirements Two major U.S. legislative initiatives — the enacted GENIUS Act and the pending CLARITY Act —... READ MORE
Oversight, Reporting, and Compliance in Hong Kong: the RegTech Imperative Key Highlights Hong Kong’s multi-regulator environment increases the complexity of compliance... READ MORE
Technology Gives Firms a Better Handle on Managing Digital Asset Risk Technology has given financial services employees access to a much broader range of digital assets,... READ MORE
Unpacking Hong Kong’s Virtual Asset Licensing Regime in 2026 Hong Kong is positioning itself as a regulated virtual asset hub by implementing and expanding... READ MORE
Top Ten Reasons to Love MyComplianceOffice MyComplianceOffice is an innovative, cost-effective and easy-to-use platform that streamlines... READ MORE
A Guide to Global Regulators Covering Communications Surveillance Electronic communications compliance is a global regulatory priority. Authorities in the U.S.,... READ MORE
Insider List and Information Management Under MAR In effect since July of 2016, the European Market Abuse Regulations (MAR) are EU regulations... READ MORE