The Financial Accountability Regime (FAR Bill) Draws Closer The long-awaited Financial Accountability Regime (FAR Bill) will come into effect for the... READ MORE
FINRA Priorities Include Conflicts of Interest and Communications The 2024 FINRA Annual Regulatory Oversight Report provides firms with insight into findings from... READ MORE
A-Z List of Financial Regulators In the dynamic landscape of financial services compliance, multiple global regulators play a... READ MORE
SEC Enforcement and Priorities Set Compliance Expectations for 2024 2023 was another active year for U.S. Securities and Exchange Commission (SEC) enforcement,... READ MORE
Tech and AI in Finance: Singapore’s Focus (SFF2023 Takeaways) The 2023 Singapore FinTech Festival (SFF2023) brought a hive of activity and excitement to the... READ MORE
MCO Best Conduct Risk Solution at the RegTech Insight Awards USA 2023 Global risk and compliance technology provider MCO has been named Best Conduct Risk Solution at the... READ MORE
MCO Wins Financial Services and Fintech Exporter of the Year Dublin, 16 November 2023. Global risk and compliance technology provider MCO (MyComplianceOffice)... READ MORE
MAS Enforcement Reports 39 Convictions and $20.8m in Penalties MAS enforcement actions between January 2022 and June 2023 include 136 cases opened, 39 criminal... READ MORE
MAS Revises FAA and SFA Competency Requirements The Monetary Authority of Singapore (MAS) has finalised its revision of competency requirements for... READ MORE
