FCA's 2022-2025 Strategy Focuses on Data, Conduct Risk and Outcomes

The U.K. Financial Conduct Authority (FCA) has released its three-year strategy for 2022-2025. The document sets out the FCA’s areas of focus for the next few years along with the goals of preventing serious harm, setting higher standards and promoting competition.

 What does compliance need to know about the regulator’s updated longer term plans?

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Essential Guide to SMCR for FCA-Regulated Firms

The Senior Managers Certification Regime, abbreviated to SMCR or SMR, is a regulation implemented by UK regulators in March 2016. The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) introduced this legislation to ensure greater regulatory accountability for senior managers within high-profile banks.

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Authority, Ability & Responsibility: Keys to CCO Liability

If you’re in Compliance, you know the crucial role that the Chief Compliance Officer plays in helping to maintain integrity in the securities industry and preventing violations. CCOs’ jobs are challenging enough given the wide range of obstacles they face day to day without having to routinely worry about whether simply carrying out their responsibilities will subject them to personal liability.

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2021 Brings Record Growth and Recognition for MyComplianceOffice

Press release originally published at BusinessWire.com

MCO (MyComplianceOffice) announces a year of record growth in both revenue and new hires of more than 40%, while continuing to achieve an exceptional customer retention rate.

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MyComplianceOffice Expands Innovative Approach to Compliance with the Acquisition of Governor Software

Press release originally published at BusinessWire.com

MyComplianceOffice Ltd. (“MCO”), a company focused on creating valued compliance solutions for financial services, is pleased to announce the acquisition of Governor Software, a leading technology in compliance governance and oversight solutions.

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