Better Conflicts of Interest Management for French Investment Banks French investment banks are facing increasingly complex regulatory expectations from the Autorité... READ MORE
Employee Personal Trading Compliance for UAE Banks & Financial Services Firms Ensuring employee personal trading compliance is critical for banks and financial services firms... READ MORE
A Guide to Financial Services Regulators and Compliance Regulations in the Middle East Compliance requirements across the Middle East continue to expand in scope and complexity for banks... READ MORE
UAE Compliance Crackdown: The Implications of Increasing Enforcement In 2025, the Central Bank of the UAE (CBUAE) launched one of its most aggressive enforcement... READ MORE
Top Ten Reasons to Love MyComplianceOffice MyComplianceOffice is an innovative, cost-effective and easy-to-use platform that streamlines... READ MORE
Learn From Compliance Violations to Understand Your Gaps Violations are a sensitive area for any firm. No one wants to deal with compliance issues. The... READ MORE
Growth Drives Risk and Compliance Challenges in the UAE and Saudi Arabia As the United Arab Emirates (UAE) and the Kingdom of Saudi Arabia (KSA) continue developing as... READ MORE
Be Audit Ready by Optimizing Compliance Recordkeeping and Data As part of the audit process, regulators expect you’ll have quick and easy access to your... READ MORE
SEC Examination Priorities Provide a Roadmap for 2025 Compliance The US Securities and Exchange Commission has published its rundown of Examination Priorities for... READ MORE
