Technology Gives Firms a Better Handle on Managing Digital Asset Risk Technology has given financial services employees access to a much broader range of digital assets,... READ MORE
4 Conflicts of Interest Examples (and Solutions) Across APAC A conflict of interest happens in financial firms when an employee, executive, or director has... READ MORE
Crypto Regulation Compliance Investment in crypto and digital assets is mainstream. What was once considered niche and emerging... READ MORE
The Impact of MiCA on Your AML/KYC Compliance Program The Markets in Crypto-Assets Regulation (MiCA) is now in force, and with it comes a profound shift... READ MORE
Preparing for Markets in Crypto-Assets Regulation (MiCA) The Markets in Crypto-Assets Regulation (MiCA) institutes uniform regulations for crypto-assets... READ MORE
SEC Priorities Focus on MNPI, Insider Trading and Crypto Temperatures are hot across the United States right now – and so is U.S. Securities and Exchange... READ MORE
Summary: SFC Consultation Conclusions for VA Trading Platforms After challenges with strict COVID restrictions and political issues in the last several years,... READ MORE
Europe & UK Leading Crypto Regulation Europe has been at the forefront regarding crypto asset regulation with its recently approved... READ MORE
Change is the Theme at SIFMA Compliance & Law 2023 A consistent theme across sessions at the 2023 SIFMA Compliance and Law Annual Seminar was change.... READ MORE
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