Hong Kong SFC to Regulate Virtual Asset Trading Platforms The virtual asset market has seen its share of upheaval recently. By the end of 2022, the global... READ MORE
SEC Announces Spring 2022 Regulatory Agenda The SEC’s Office of Information and Regulatory Affairs recently released the Spring 2022 Unified... READ MORE
RegTech Adoption is the Way Forward for Better Compliance I recently had the privilege of speaking on the sessionRegTech Adoption – The Way Forward at the... READ MORE
The Compliance Challenges Firms Need to Tackle Conduct risk issues including employee compliance, transaction surveillance and third party risk... READ MORE
Crypto Regulations in Singapore and Recent Enforcements The regulatory framework for Digital Assets and Cryptocurrencies (Crypto) has been rapidly... READ MORE
SPACs, IPOs and Conduct Risk Special Purpose Acquisition Companies (SPACs) are a hot topic in the news right now—and an issue... READ MORE
An Interview with Brian Fahey | MyComplianceOffice “We believe very strongly that to lower costs in your compliance management, and lower risks, you... READ MORE
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