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6 Takeaways: Building a Compliant Expense Program Webinar


On July 20, MyComplianceOffice co-hosted a joint Webinar with guest presenter, Timothy Goodwin of Blue River Partners. The presentation included topics such as fee and expense disclosure, misallocation of expenses and expense shifting.

For those unable to attend, we’ve compiled the highlights.

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Building a Compliant Expense Program Webinar

In 2015, the SEC reached a more than $30 million settlement with a financial firm concerning allegations that more than $17 million in expenses were misallocated. The charges outlined in the SEC order were among the most significant in the private equity industry to date.

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