Insider List and Information Management under MAR The European Market Abuse Regulations (MAR) have been in effect since July of 2016. Regulatory... READ MORE
MNPI Remains a High Risk Area for Compliance Failing to adequately manage Material Non-Public Information (MNPI) remains a high-risk area for... READ MORE
Europe & UK Leading Crypto Regulation Europe has been at the forefront regarding crypto asset regulation with its recently approved... READ MORE
Individuals Charged in Relation to Insider Trading in Singapore The Monetary Authority of Singapore (MAS) released a press release stating that three individuals... READ MORE
FCA Business Plan 2021/22 Focuses on ESG Risks and Market Abuse The UK Financial Conduct Authority (FCA) 's 2021-22 Business Plan was published on 15 July 2021 and... READ MORE
Key Factors Shaping Market Abuse Regulations During 2020, many factors have shaped the regulations and enforcement actions to maintain market... READ MORE
2020: A Great Year of Webinars 2020 was a different year, but some things never change. MCO once again hosted several webinars to... READ MORE
ESMA Publishes MAR Review Report On September 23rd, the European Securities and Markets Authority (ESMA) published a set of outcomes... READ MORE
Remote working increases market abuse risks At the beginning of the Covid-19 crisis, the FCA released a statement, where the regulator has... READ MORE
