FINRA considering new bonus disclosure rule


The Executive Vice President of Regulatory Operations, Susan Axelrod revealed that FINRA is still continuing to research a proposed "bonus disclosure rule."

“We're still doing some work on this and there's more to come,” Axelrod said. “This is an important issue because it provides transparency to clients about fees. There was a lot of industry feedback on this.” Axelrod was speaking on a panel at a SIFMA conference in Chicago.

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