A Private Equity firm headquartered in London with offices around the world.
Rapidly growing, the company has seen headcount growth in the range of 40% over the past few years. The firm’s existing Personal Account Dealing solution was not able to keep up with organizational growth. The Compliance team was looking for a system that could provide the capabilities that the firm needed in the short term, and be scalable to easily grow with the firm as their business needs expanded.
MCO’s ‘one platform’ approach resonated with the selection team. The company chose MCO’s Know Your Employee solution, taking their compliance system beyond just Personal Account Dealing to include Certifications and Attestations, Outside Business Activities, Gifts and Entertainment and Political Contributions. The firm also chose MyComplianceOffice because as the company continues to expand, users and additional capabilities can easily be added to the system to align with continued growth.
Take a Forward-Looking View to Manage Conflicts of Interest
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