MyComplianceOffice Blog

FINRA’s premier event, the national conference in Washington DC begins May 16. Once again, MCO staff will be on hand to exhibit and network. In preparation for the event, we’ve compiled our top 8 things to do while at FINRA in DC. 

The 15th Annual Compliance & Ethics Institute will be hosted at the Sheraton Chicago, September 25-28. While the conference promises to be an interesting and beneficial event, we at MyComplianceOffice have compiled a list of 8 must do things during your time in the Windy City.

The Securities and Exchange Commission (SEC) has appointed Christopher R. Hetner as Senior Advisor to the Chair for Cybersecurity Policy.

MyComplianceOffice (MCO) will join Senior Vendor & Third Party Risk Experts in New York at the Millennium Broadway Hotel for Vendor & Third Party Risk USA, June 14-15. This two day agenda features more than 20 presenters and is the second event from the Center for Financial Professionals which MyComplianceOffice team members will attend this year. This event, which according to the Website is to focus on “reviewing vendor and third party outsourcing for better management, understanding and regulatory compliance,” is especially relevant to MyComplianceOffice given the introduction of MCO’s Know Your Third Party (KYTP) solution.

The 2016 Edition of the Third Party Risk Management for Banks will be hosted at the Hyatt Chicago on the Magnificent Mile, June 7-8. While the conference promises to be an interesting and beneficial event, we at MyComplianceOffice have compiled a list of 8 must do things during your time in the Windy City.